Warren Pennington, Principal, Vanguard
Warren Pennington is a principal and global head of Vanguard’s Office of Investment Management Fintech Strategies. The Office of IMFS mission is to actively explore new technologies in ways that could dramatically improve Vanguard’s investment performance, make global capital markets work better for investors, and serve as a catalyst for innovation within the Investment Management Group at Vanguard. IMG manages over $3.6 Trillion of assets globally, across both passive and active strategies in the fixed income, equities, currencies, and derivatives markets. Before joining Vanguard in 2012, Mr. Pennington worked for the Macquarie Group in various senior leadership roles in their Investment Management division. Prior to working for Macquarie, Warren was division controller and ran operations in the consumer lending and corporate trust businesses at Wells Fargo Bank. He earned his B.S. Aerospace Engineering and M.S. Telecommunications degrees from the University of Colorado, Boulder. He is California CPA, and serves on the SIFMA Operations and Technology Steering Committee as well as the Advisory Board of the Ben Franklin Fintech Accelerator program out of Philadelphia.